Team

Senior Executives

EXECUTIVE CHAIRMAN

PRESIDENT / CHIEF COMPLIANCE OFFICER / HEAD OF RESEARCH

CHIEF TECHNOLOGY OFFICER

CHIEF FINANCIAL OFFICER

CEO / HEAD OF INVESTMENT BANKING

MANAGING DIRECTOR - INVESTMENT BANKING HEAD OF SPECIALTY FINANCE

SALES AND TRADING

VICE PRESIDENT FINANCIAL ADVISOR

VICE PRESIDENT FINANCIAL ADVISOR

MANAGING DIRECTOR

VICE PRESIDENT OF OPERATIONS

SALES ASSISTANT

VP OF RETAIL TRADING AND TRADING OPERATIONS

ASSISTANT VICE PRESIDENT OF OPERATIONS – NEW ACCOUNTS